# How do optical satellites detect different leaf types?

In various land cover classification systems, trees are also categorised on the basis of broadleaf or needleleaf. Can someone please tell me the mechanism through which satellites detect this leaf type? Does normalized difference vegetation index (NDVI) plays any role in it?

For example, in GlobCover project, the land cover maps that were generated consisted of 23 land cover classes including classes like broadleaf forests and needleleaf forest. There, the satellite sensors collected data on various phenological metrics like NDVI, etc. and averaged them temporarily to get a single value for such metrics. But not much has been given in http://due.esrin.esa.int/files/GLOBCOVER2009_Validation_Report_2.2.pdf about what all phenological metrics were computed. So basically my question is, how did the MERIS sensor differentiated between broadleaf forest and needleleaf forest?

• MERIS has 15 spectral bands, so it can identify the spectral signature of different land covers much more accurately than NDVI that uses only two spectral bands. – Camilo Rada Feb 26 '18 at 3:43
• @CamiloRada Yes. But which one of those bands is used for broadleaf vs needleleaf differentiation? – Dark_Knight Feb 26 '18 at 3:59
• Probably all of them. In spectral classification what you do is to find the spectral "fingerprint" of the land cover of your interest using all bands (Hyperspectral sensors can have up to 256 bands and more) . Then, you search throughout the data for all the pixels with a similar spectral signature. – Camilo Rada Feb 26 '18 at 4:07
• earth.esa.int/documents/700255/0/… This document shows all the 15 spectral bands with their respective applications. I don't see any particular use of any band for this leaf type detection. – Dark_Knight Feb 26 '18 at 4:29
• As I said, they might use all of them to characterize de spectral signature like in this study mdpi.com/2072-4292/4/9/2661/htm needle and broadleaf have different signatures, look at this researchgate.net/publication/… – Camilo Rada Feb 26 '18 at 6:03

Different plants reflect light at different wavelengths with specific patterns. If you know the reflection pattern of a broad-leaved forest and that of a needle-leaved forest, you can compare them with the pattern observed with a satellite and conclude to which forest it is more similar.

Optical remote sensing

Optical sensors record electromagnetic radiation at different wavelengths between 400 and 2400 nanometers. This radiation came from the sun and impacting surfaces of different materials on Earth surface is either absorbed by, transmitted through or scattered back. The amount of radiation that is scattered back is then detected and recorded by an Earth-Observing sensor such as MERIS', MODIS' or Landsat's. Due to chemical and physical properties of different materials, they can absorb, transmit and reflect different proportions of radiation at each wavelength. The reflectance recorded by a sensor for a pure material is called spectral signature. This signature is often unique for a material. This can help identify the presence of different materials on the Earth surface when a spectral signature is known.

In the laboratory, with more sophisticated and accurate sensors, is possible to identify the spectral pattern of single pure chemical compounds or molecules. However, if we scale up and consider the spectral response of a whole forest, you can easily imagine how everything gets mixed up: the spectral signature of many pure molecules in different proportions, scattered back and forth in more or less dense and geometrically various canopies are all sensed by a single sensor unit (for example, one pixel of our satellite image).

Estimating the presence and amount of different materials on the heterogeneous Earth surface becomes a very complex problem and researchers have found many a method to partially overcome it and obtain reasonably accurate estimations of what covers Earth surface and in which amount. Predominantly, 1) the observed mixed spectral response of a material is statistically linked to in situ measurements, or 2) the spectral response of mixed materials is simulated with computational models and is statistically compared with the observed one.

In both cases, it is possible to use the whole spectral signature or specific metrics derived from specific regions of the spectrum, that we know are related to the presence of some substance that is related to what we are trying to describe.

The spectral properties of plants

The spectral properties of plants have received quite the interest in the past 50 years and one undeniable spectral feature that all green vegetation has, that substantially differentiates it from that of soils, rocks, artificial materials and water is the so-called red-edge. The red-edge is characterised by a low reflectance in the visible radiation (due to chlorophyll absorption) and a high reflectance in the near infrared region.

The Normalised Difference Vegetation Index (NDVI) is one of the many metrics proposed to quantify the red-edge feature. The index is very simple and needs only two bands and no site-specific adjusting constants:

NDVI = (Red-NIR)/(Red+NIR)
Red = reflectance of the red radiation
NIR = reflectance of the near infrared radiation


Since its simplicity, the NDVI is probably the single most used index in optical remote sensing of the vegetation.

The NDVI is a metric for the red-edge feature and thus it is influenced by chlorophyll activity and the presence of other vegetative tissues. And it was successfully (empirically) related to the phenologic stage, plant health, biomass and leaf area index.

In conclusion, if you know the expected spectral signature of a pine forest and that of an oak forest, you can compare them with the spectral signature of any pixel you observe and estimate to which forest the pixel's spectral signature is the most similar.

Clearly, the NDVI can be used for that comparison rather than the whole signature due to its simplicity and versatility; additionally, its interannual patterns can differentiate between annual and perennial, and evergreen and deciduous forests.

However, depending on the resolution of the sensor and the scope of the project, more metrics are possible and different classification methods become available. There are several other features that have been identified in plant spectral response. For example, the lignin, starch, cellulose and water absorption features in the short wave infrared.

If you have a look at the image below, you can notice that even the age between needles is differentiable by the spectral signature detected by very high spectral resolution sensors. Such sensors are typically handheld while satellite sensors commonly have between 5 and 15 points where you see a continuous line below.

In general, no, NDVI is not used to derive vegetation type. NDVI is useful for studying phenology, but it won't tell you the type of plant that is being remotely sensed. Good land cover systems use a variety of data sources to derive general plant type (e.g. conifer vs deciduous). For instance, the National Land Class Database (NLCD) description states:

The National Land Cover Database products are created through a cooperative project conducted by the Multi-Resolution Land Characteristics (MRLC) Consortium. The MRLC Consortium is a partnership of federal agencies, consisting of the U.S. Geological Survey (USGS), the National Oceanic and Atmospheric Administration (NOAA), the U.S. Environmental Protection Agency (EPA), the U.S. Department of Agriculture (USDA) Natural Resources Conservation Service (NRCS, the U.S. Forest Service (USFS), the National Park Service (NPS), the U.S. Fish and Wildlife Service (FWS), the Bureau of Land Management (BLM), the National Aeronautics and Space Administration, and the Office of Surface Mining (OSM).

Relying on satellite data alone causes problems with classification (e.g. see here and here). However, there have been attempts to derive Leaf Area Index (LAI) from NDVI. LAI can then be used over long periods to attempt to distinguish coniferous from deciduous forests (e.g. by comparing winter to summer). Though, there are many sources of error when making these types of assumptions. Here is a nice discussion of this, which notes that deriving LAI from NDVI is getting better, but there are still limitations.

• Thanks. But how does time series data helps in distinguishing the broadleaf or needleleaf nature of tree? – Dark_Knight Feb 26 '18 at 1:42
• Most deciduous / broadleaf lose their leaves in the winter; so they have 0 LAI. – farrenthorpe Feb 26 '18 at 1:56
• Sorry I meant to say needleleaf deciduous vs needleleaf evergreen. – Dark_Knight Feb 26 '18 at 2:06
• That would be one of the sources of error... Where satellite algorithm may fail. – farrenthorpe Feb 26 '18 at 2:54
• I have edited my question. Hope this helps. – Dark_Knight Feb 26 '18 at 3:26